Labor & Economic News Blog
Monday, September 17, 2007
Financial Industry Regulatory Authority is reaching out to human resources departments and unions over pension scams
Financial Industry Regulatory Authority is reaching out to human resources departments and unions over pension scamsSource: CNN
The brokerage industry's major self-regulator is trying to get into investors' workplaces before scam artists do. In several recent high-profile cases, groups of employees were persuaded by financial advisors to dump their workplace-sponsored plans in favor of handing their assets to the FAs - with disastrous results. Now the Financial Industry Regulatory Authority is reaching out to human resources departments and unions.
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